Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (1 Nov 2018 to 31 May 2019)
    • [FCA CF] Material risk taker (17 May 2017 to 2 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 May 2017 to 2 Sep 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 12 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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