Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Mar 2014)
    • CF30 Customer (since 15 Feb 2012)
    • (1)Employed By (since 15 Feb 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Apr 2009)
    • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.