Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Mar 2014)
- CF30 Customer (since 15 Feb 2012)
-
Manders Financial Services Limited
FRN 575133
- (1)Employed By (since 15 Feb 2012)
-
- CF30 Customer (1 Nov 2007 to 15 Apr 2009)
- CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 7 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.