Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 26 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Dec 2017)
    • CF1 Director (AR) (4 Nov 2019 to 4 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Feb 2017 to 31 Dec 2017)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF21 Investment Adviser (8 Mar 2007 to 14 Jun 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 8 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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