Jennifer Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ward Lewis Practice LLP

    FRN 429225

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (15 Jul 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (15 Jul 2005 to 30 Sep 2018)
    • CF4 Partner (15 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2005 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 15 Sep 2005)
  • Ward Lewis Practice (no longer approved here)

    FRN 216572

    • (1)Employed By (1 Dec 2001 to 10 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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