Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- CF30 Customer (6 Aug 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2010)
- CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.