Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Apr 2020 to 18 Nov 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Jan 2012 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.