Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Jul 2024)
    • CF2 Non Executive Director (27 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.