Jennifer Rebecca Read

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TUDOR FINANCIAL OPTIONS LIMITED
FRN 459623
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Jan 2007 to 8 Dec 2019)
First Complete Limited (no longer approved here)
FRN 435779
- CF1 Director (AR) (10 May 2010 to 28 Jan 2011)
Tudor Financial Options Limited (no longer approved here)
FRN 187062
- Employed By (18 Aug 2006 to 29 Dec 2006)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (12 Oct 2005 to 2 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.