Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 Jan 2004 to 12 May 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.