Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Jul 2016)
- CF30 Customer (1 Nov 2007 to 28 Feb 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (19 Jan 2004 to 12 May 2005)
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 19 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.