Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
    • Employed By (since 25 Jan 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (15 Sep 2008 to 24 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.