Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- [FCA CF] Material risk taker (since 16 Mar 2026)
- [FCA CF] Manager of certification employee (since 1 Jul 2025)
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W1M Investment Management Limited
FRN 116404
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 25 May 2012)
- CF1 Director (19 Jun 2006 to 16 Apr 2010)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
- CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.