Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 24 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 24 Nov 2021)
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- [FCA CF] Functions requiring qualifications (17 Mar 2016 to 3 Sep 2021)
- CF30 Customer (22 Oct 2013 to 17 Apr 2015)
- CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 14 Sep 2005)
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- CF30 Customer (2 Apr 2008 to 3 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.