Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Rosewood Wealth Management Ltd (no longer approved here)

    FRN 841587

    • [FCA CF] Client dealing (25 Apr 2023 to 19 Feb 2025)
    • [FCA CF] Functions requiring qualifications (25 Apr 2023 to 19 Feb 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 Feb 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.