Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
    • [FCA CF] Client dealing (since 15 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 10 Apr 2025)
    • CF30 Customer (9 Dec 2022 to 9 Apr 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (10)Employed By (9 Dec 2022 to 9 Apr 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Feb 2021 to 5 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Feb 2021 to 12 Aug 2022)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (9 Feb 2021 to 5 Aug 2022)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (9 Feb 2021 to 5 Aug 2022)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF26 Customer Trading (21 Feb 2006 to 27 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.