Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2024)
    • [FCA CF] Client dealing (since 31 Jan 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Jun 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Mar 2009 to 17 Sep 2010)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 27 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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