Jennifer Ewing

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Razlin Limited (no longer approved here)

    FRN 730805

    • SMF16 Compliance Oversight (14 Aug 2023 to 24 May 2024)
    • [FCA CF] Benchmark submission and administration (31 Dec 2019 to 28 Mar 2023)
    • [FCA CF] Client dealing (31 Dec 2019 to 28 Mar 2023)
    • [FCA CF] Significant management (31 Dec 2019 to 28 Mar 2023)
    • [FCA CF] Manager of certification employee (31 Dec 2019 to 28 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2023)
    • CF30 Customer (27 Jul 2016 to 8 Dec 2019)
    • CF1 Director (27 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jul 2016 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2020)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (12 Jan 2002 to 28 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.