Jennifer Claire Lomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jenny Lomas

    FRN 842769

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 19 Nov 2019)
    • CF30 Customer (19 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Nov 2019 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (21 Dec 2010 to 30 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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