Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Nov 2018)
    • CF30 Customer (since 25 Jan 2013)
    • Employed By (since 24 Oct 2016)
    • Employed By (25 Jan 2013 to 23 Jan 2015)
  • Ruth Cary-Elwes (no longer approved here)

    FRN 401776

    • (3)Employed By (19 Jan 2015 to 24 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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