Jennifer Arthur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 May 2021)
- CF30 Customer (24 Nov 2014 to 10 May 2021)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (28 Jan 2014 to 18 Mar 2014)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (345)Employed By (28 Jan 2014 to 18 Mar 2014)
TSB Bank plc (no longer approved here)
FRN 191240
- CF30 Customer (12 Mar 2009 to 11 Nov 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (19 Nov 2007 to 12 Mar 2009)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF22 Investment Adviser (Trainee) (12 Jan 2006 to 5 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.