Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSJC Ltd

    FRN 587643

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 3 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
    • SMF16 Compliance Oversight (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Apr 2015)
    • CF30 Customer (since 6 Mar 2013)
    • CF2 Non Executive Director (AR) (20 Mar 2015 to 23 Apr 2015)
  • 3DIFS Ltd

    FRN 457891

    • (2)Employed By (since 14 Apr 2015)
  • CGI Life & Pensions Ltd (no longer approved here)

    FRN 617107

    • Employed By (28 Mar 2014 to 16 Apr 2019)
  • 3 D Employee Benefits Ltd (no longer approved here)

    FRN 490733

    • Employed By (4 Jan 2011 to 26 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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