Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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3i Investments Plc
FRN 195262
- [FCA CF] Client dealing (since 28 May 2020)
- [FCA CF] Manager of certification employee (28 May 2020 to 6 Feb 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)
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- (100)CF23 Corporate Finance Adviser (21 Mar 2002 to 14 Jul 2003)
- (101)CF21 Investment Adviser (21 Mar 2002 to 14 Jul 2003)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (100)CF23 Corporate Finance Adviser at Terra Firma Capital Partners Limited
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controlled function added: (101)CF21 Investment Adviser at Terra Firma Capital Partners Limited