Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 4 Sep 2025)
    • [FCA CF] Client dealing (since 25 Jul 2025)
    • SMF3 Executive Director (since 13 Jun 2022)
    • [FCA CF] CASS oversight function (10 Feb 2020 to 9 May 2024)
    • [FCA CF] Client dealing (10 Feb 2020 to 9 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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