Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (1 Sep 2003 to 30 May 2006)
    • CF11 Money Laundering Reporting (1 Sep 2003 to 30 May 2006)
    • CF14 Risk Assessment (1 Sep 2003 to 30 May 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF10 Compliance Oversight (1 Sep 2003 to 30 May 2006)
    • CF11 Money Laundering Reporting (1 Sep 2003 to 30 May 2006)
    • CF14 Risk Assessment (1 Sep 2003 to 30 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.