Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF29 Significant management (7 Oct 2009 to 4 Mar 2011)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF17 Significant Mgt (Other Business Operations) (25 Jun 2004 to 26 Aug 2004)
    • CF1 Director (27 May 2004 to 25 Jun 2004)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF17 Significant Mgt (Other Business Operations) (7 Jul 2003 to 31 Dec 2005)
    • CF1 Director (1 Dec 2001 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.