Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (5 May 2023 to 25 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Apr 2025)
    • CF30 Customer (30 Aug 2017 to 25 Apr 2025)
  • Woolhouse Douglas Wealth Management Ltd (no longer approved here)

    FRN 439590

    • Employed By (30 Aug 2017 to 25 Apr 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Apr 2015 to 15 Sep 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 25 Aug 2011)
    • CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jan 2003 to 26 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.