Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Broadgate Wealth Client Servicing LLP
FRN 815602
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (26 Mar 2020 to 30 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
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