Jemma Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carlton Asset Management Limited

    FRN 133693

    • Director of firm who is not a certification employee or a SMF manager (since 18 Sep 2025)
  • HERITAGE CAPITAL MANAGEMENT LIMITED

    FRN 150453

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF1 Director (25 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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