Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 20 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 May 2019)
    • CF4 Partner (AR) (6 Feb 2018 to 19 Dec 2020)
    • CF30 Customer (9 Apr 2013 to 31 Jul 2018)
    • (2)Employed By (since 20 May 2021)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (44)Employed By (9 Apr 2013 to 12 Aug 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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