Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 20 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 15 May 2019)
- CF4 Partner (AR) (6 Feb 2018 to 19 Dec 2020)
- CF30 Customer (9 Apr 2013 to 31 Jul 2018)
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Gapstow Wealth Ltd
FRN 949752
- (2)Employed By (since 20 May 2021)
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- (44)Employed By (9 Apr 2013 to 12 Aug 2021)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.