Jeffrey Winter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lifetime Financial Management Intermediaries Ltd

    FRN 225795

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 2 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2023)
    • CF1 Director (24 Jan 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (5 Jan 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
  • Winston Financial Management LLP (no longer approved here)

    FRN 517089

    • Employed By (1 Sep 2011 to 29 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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