Jeffrey Wilson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
  • Alan Boswell Employee Benefits Ltd (no longer approved here)

    FRN 544940

    • (6)Employed By (5 Dec 2013 to 10 May 2017)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF30 Customer (1 Nov 2007 to 10 May 2017)
    • CF24 Pension Transfer Specialist (15 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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