Jeffrey Tannenbaum

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • SMF22 Other Local Responsibility (since 7 Aug 2025)
    • [FCA CF] Client dealing (24 Feb 2017 to 20 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 20 Aug 2025)
    • [FCA CF] Material risk taker (24 Feb 2017 to 20 Aug 2025)
    • [FCA CF] Significant management (7 Mar 2016 to 20 Aug 2025)
  • Merrill Lynch International

    FRN 147150

    • SMF18 Other Overall Responsibility (since 7 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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