Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 5 May 2010)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (22 Dec 2003 to 2 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Apr 2003 to 13 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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