Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 20 Oct 2016)
    • CF10 Compliance Oversight (18 Aug 2017 to 8 Dec 2019)
    • CF1 Director (31 Oct 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (31 Oct 2011 to 30 Sep 2018)
  • Guisborough Mortgage Centre Ltd (no longer approved here)

    FRN 232057

    • (1)Employed By (20 Jan 2006 to 28 Oct 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (1 Dec 2001 to 29 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
  • Ethical Financial Services Ltd (no longer approved here)

    FRN 197090

    • (7)Employed By (1 Dec 2001 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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