Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Guisborough Mortgage Centre Ltd
FRN 554477
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 13 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 20 Oct 2016)
- CF10 Compliance Oversight (18 Aug 2017 to 8 Dec 2019)
- CF1 Director (31 Oct 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (31 Oct 2011 to 30 Sep 2018)
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- (1)Employed By (20 Jan 2006 to 28 Oct 2011)
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- CF1 Director (AR) (1 Dec 2001 to 29 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
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- (7)Employed By (1 Dec 2001 to 29 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.