Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 25 Apr 2024)
    • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (28 Jul 2021 to 5 Dec 2022)
    • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (28 Jul 2021 to 5 Dec 2022)
    • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • CF30 Customer (14 Sep 2011 to 14 Aug 2015)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 14 Aug 2015)
    • CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.