Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 4 Aug 2023)
- [FCA CF] Manager of certification employee (29 Nov 2018 to 27 Aug 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 27 Aug 2019)
- CF30 Customer (5 Sep 2011 to 6 Sep 2011)
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- [FCA CF] Client dealing (3 Jan 2020 to 19 Jun 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2023)
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- CF30 Customer (20 Oct 2008 to 25 May 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.