Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (15 Sep 2020 to 16 Oct 2020)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2024)
    • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (15 Dec 2003 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 15 Nov 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (15 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.