Jeffrey Maze

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspire Independent Financial Planners LLP

    FRN 456867

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 28 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Mar 2026)
    • CF30 Customer (30 Oct 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • CF4 Partner (1 Nov 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
  • Credo Capital Limited (no longer approved here)

    FRN 192204

    • CF30 Customer (1 Nov 2007 to 16 Jan 2013)
    • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
  • Aspire Independent Financial Planners LLP (no longer approved here)

    FRN 187955

    • Employed By (14 Oct 1998 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.