Jeffrey Livingston Ginns

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Material risk taker (1 Mar 2023 to 25 Jan 2024)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2024)
    • CF29 Significant management (26 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (29 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.