Jeffrey Leal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Algorithmic trading (5 Jan 2021 to 8 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 8 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 8 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 8 Jul 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 18 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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