Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [FCA CF] Client dealing (9 Aug 2018 to 25 Mar 2026)
    • CF30 Customer (28 Jun 2011 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [FCA CF] Client dealing (9 Aug 2018 to 25 Mar 2026)
    • CF30 Customer (28 Jun 2011 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [FCA CF] Material risk taker (1 Aug 2022 to 15 Mar 2023)
    • [FCA CF] Client dealing (9 Aug 2018 to 25 Mar 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.