Jeffrey James Dundas-Ure

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Mar 2013)
    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • LGM Insurance Services LLP

    FRN 480721

    • (3)Employed By (since 21 Mar 2013)
    • (3)Employed By (1 Apr 2011 to 31 Dec 2012)
  • Simon Carter (no longer approved here)

    FRN 470952

    • CF21 Investment Adviser
    • CF30 Customer (21 Nov 2007 to 15 Dec 2010)
  • Inter County Insurance Services (no longer approved here)

    FRN 184404

    • (12)Employed By (6 Dec 2005 to 13 Sep 2007)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 21 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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