Jeffrey Frederick Lange

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFAS Wealth Ltd

    FRN 968148

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF1 Chief Executive (since 12 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
    • [FCA CF] Client dealing (since 3 Feb 2023)
    • Responsible for Insurance Distribution (3 Jan 2023 to 1 Jun 2023)
    • SMF16 Compliance Oversight (3 Jan 2023 to 1 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2023 to 1 Jun 2023)
    • SMF3 Executive Director (3 Jan 2023 to 16 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (16 Apr 2019 to 30 Jan 2023)
    • CF1 Director (AR) (16 Apr 2019 to 30 Jan 2023)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (6 Sep 2017 to 29 Mar 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (23 Mar 2016 to 4 Aug 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Jan 2015 to 1 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.