Jeffrey Francis Dale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (3 Mar 2008 to 23 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 23 Jan 2009)
    • CF14 Risk Assessment (3 Nov 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (26 Jun 2006 to 3 Nov 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF10 Compliance Oversight (3 Mar 2008 to 23 Jan 2009)
    • CF28 Systems and controls (1 Nov 2007 to 23 Jan 2009)
    • CF14 Risk Assessment (3 Nov 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (26 Jun 2006 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.