Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond James Financial International Limited (no longer approved here)

    FRN 188244

    • CF1 Director (3 Apr 2009 to 6 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF2 Non Executive Director (1 Dec 2001 to 3 Apr 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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