Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF1 Chief Executive (since 31 Jan 2020)
    • [PRA CF] Key function holder (since 30 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • [FCA CF] Manager of certification employee (since 30 Jan 2020)
    • [FCA CF] Significant management (since 30 Jan 2020)
    • [FCA CF] CASS oversight function (since 30 Jan 2020)
    • Responsible for Insurance Mediation (13 Dec 2007 to 1 Aug 2014)
    • CF8 Apportionment and Oversight (13 Dec 2007 to 31 Mar 2009)
    • CF1 Director (13 Dec 2007 to 11 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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