Jeffrey Boots

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2018)
    • [FCA CF] Material risk taker (since 1 Nov 2018)
    • [FCA CF] Manager of certification employee (since 1 Nov 2018)
    • CF30 Customer (5 May 2015 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (13 May 2011 to 19 Jan 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (13 May 2011 to 19 Jan 2015)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 9 Mar 2011)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 6 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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