Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- [FCA CF] Proprietary trader (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Nov 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Nov 2025)
- CF29 Significant management (1 Feb 2013 to 6 Mar 2016)
- CF1 Director (1 Dec 2001 to 7 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.