Jeffrey Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Manager of certification employee (1 Sep 2023 to 1 Dec 2025)
    • [FCA CF] Client dealing (23 Nov 2022 to 30 Jan 2026)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Manager of certification employee (1 Sep 2023 to 9 Nov 2023)
    • [FCA CF] Client dealing (23 Nov 2022 to 9 Nov 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 16 Jan 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 16 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.