Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 19 Oct 2023)
    • [FCA CF] Client dealing (since 15 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (13 Apr 2022 to 11 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (19 Oct 2020 to 11 Sep 2023)
    • [PRA CF] Managing a material risk taker (19 Oct 2020 to 11 Sep 2023)
    • [FCA CF] Client dealing (19 Oct 2020 to 11 Sep 2023)
    • [FCA CF] Manager of certification employee (19 Oct 2020 to 11 Sep 2023)
    • [FCA CF] Material risk taker (19 Oct 2020 to 11 Sep 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Jul 2011 to 28 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.