Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (14 Dec 2015 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (18 Jun 2014 to 8 Dec 2019)
    • CF4 Partner (18 Jun 2014 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (16 Aug 2004 to 12 Sep 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (29 Apr 2004 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.